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UPSC CSE IAS · UPSC General Studies & Ethics

Indian Polity & Governance

Covers the constitutional framework, organs of government, and governance topics of the polity syllabus.

Eight concepts on how the Union is wired: who holds which subjects, how a Money Bill moves, how the Constitution is amended, when emergencies bite, and which independent bodies check the rest. Tables and pegs carry the examinable facts; almost nothing here is a computation.

  • UPSC CSE IAS
  • Medium level
  • 8 concepts
  • 6 practice questions

1Organs and the Seventh Schedule

The Constitution sets up a parliamentary Union: an executive headed by the President (Articles 52–78), a bicameral Parliament (Articles 79–122), and an independent judiciary. Separation is functional rather than a hard American wall — the Council of Ministers sits in and is responsible to the Lok Sabha.

Federal substance lives in the Seventh Schedule. Subjects are split across the Union List, the State List and the Concurrent List. Residuary powers — anything not enumerated — rest with the Union under Article 248, which is one of the clearest unitary tilts in the design.

Figure. Legislative subjects sit in three Seventh Schedule buckets — Union, State and Concurrent — beside the three organs (executive, legislature, judiciary). List boxes are the teaching surface.

Seventh Schedule at a glance
ListWho legislatesExam peg
Union ListParliament aloneDefence, foreign affairs, currency, Union taxation
State ListState legislatures (normally)Police, public order, local government, land
Concurrent ListBoth; Union law prevails on conflictCriminal law, forests, education, marriage
Residuary (Art. 248)UnionAnything not in the three lists
Parliament wants to legislate on a subject that appears in none of the three Seventh Schedule lists. Which statement is correct?
  1. Only the concerned State Assembly may legislate, because residuary matters follow the State List
  2. Parliament may legislate under Article 248, because residuary powers rest with the Union
  3. Neither may legislate until the Concurrent List is amended by special majority

Article 248 places residuary subjects with the Union. The first option reverses the rule. The third invents a barrier the Constitution does not impose for ordinary residuary legislation.

2President and Council of Ministers

Article 74 requires a Council of Ministers, headed by the Prime Minister, to aid and advise the President. The 42nd Amendment made that advice binding; the 44th Amendment restored a single return for reconsideration — after which the President must act on the advice reaffirmed.

The President is therefore the constitutional head of the executive, not a parallel decision-maker in ordinary business. Discretionary pockets exist at the margin (for example, inviting a government after a hung House), but day-to-day Union executive power runs through the Council.

Figure. Article 74: the Council of Ministers headed by the Prime Minister aids and advises the President; after the 42nd/44th Amendments that advice is binding in ordinary course.

How aid-and-advice works after the 44th Amendment

  1. Advice tenderedThe Council of Ministers, headed by the Prime Minister, advises the President on a matter of Union executive business.
  2. One return allowedThe President may once request the Council to reconsider that advice (44th Amendment safeguard).
  3. Advice bindsIf the Council reaffirms the advice, the President must act on it — the binding rule cemented by the 42nd Amendment remains.
The Council of Ministers has just advised the President to promulgate an ordinance. The President disagrees on policy grounds. What can the President do under Articles 74 as amended?
  1. Reject the advice outright and issue a different ordinance on personal discretion
  2. Return the advice once for reconsideration; if reaffirmed, act on it
  3. Refer the advice to the Supreme Court for a binding advisory opinion before acting

After the 42nd and 44th Amendments, advice is binding subject to one reconsideration. Outright personal rejection of reaffirmed advice is not the ordinary rule, and an advisory opinion is not a required step here.

3Money Bill under Article 110

Article 110 defines a Money Bill — taxation, borrowing, the Consolidated Fund, and closely related money matters. Only the Lok Sabha may introduce one, and only on the President's recommendation. The Speaker's certificate that a Bill is a Money Bill is decisive under Article 110(3).

The Rajya Sabha cannot reject or amend it. It may only recommend changes within fourteen days; the Lok Sabha may accept or reject those recommendations. That trio — Lok Sabha only, Speaker certifies, Rajya Sabha recommendatory — settles most Prelims traps that confuse Money Bills with ordinary or financial Bills.

Figure. Money Bill path under Article 110: Lok Sabha introduction, Speaker certification, a fourteen-day recommendatory window in the Rajya Sabha, then Lok Sabha decision and Presidential assent.

Path of a Money Bill

  1. Introduce in Lok SabhaOn the President's recommendation, the Bill is introduced only in the Lok Sabha.
  2. Speaker certifiesThe Speaker certifies it as a Money Bill under Article 110(3); that certification is final.
  3. Rajya Sabha windowThe Rajya Sabha may recommend changes within fourteen days; it cannot reject or amend on its own authority.
  4. Lok Sabha decidesThe Lok Sabha accepts or rejects the recommendations and the Bill proceeds to the President for assent.
Money Bill vs ordinary Bill
FeatureMoney Bill (Art. 110)Ordinary Bill
IntroductionLok Sabha only, on President's recommendationEither House
CertificationSpeaker of the Lok Sabha; decision finalNo Money-Bill certificate
Rajya Sabha roleRecommendations within 14 days onlyCan amend, delay, or force a joint sitting path
Rejection by Rajya SabhaNot availableAvailable (subject to deadlock rules)
A Bill dealing wholly with taxation is labelled a Money Bill by the Speaker and sent to the Rajya Sabha. Which course is open to the Rajya Sabha?
  1. Reject the Bill and force a joint sitting with the Lok Sabha
  2. Amend the Bill and return it as an amended Money Bill
  3. Recommend changes within fourteen days, which the Lok Sabha may accept or reject

Article 110 gives the Rajya Sabha only a recommendatory role inside a fourteen-day window. Rejection and amendment powers that apply to ordinary Bills do not apply here.

4Amendment under Article 368

Article 368 is the formal amendment power. Not every constitutional change uses the same majority. Some provisions need only a simple majority of Parliament; the general Article 368 route needs a special majority; federal provisions need that special majority plus ratification by at least half the States.

Special majority means a majority of the total membership of each House and a majority of not less than two-thirds of the members present and voting. Federal matters that trigger State ratification include the election of the President, the distribution of legislative powers, and the Seventh Schedule itself.

Figure. Article 368 is not one majority: some changes use simple majority, the core track needs special majority, and federal provisions add State ratification.

Three amendment tracks
TrackRequirementTypical content
Simple majorityOrdinary parliamentary majority (outside Art. 368 form for some changes)Certain legislative details treated as ordinary law
Special majority (Art. 368)Majority of total membership + two-thirds of those present and voting, each HouseMost constitutional amendments
Special majority + State ratificationSpecial majority, then ratification by half the StatesPresident's election, Seventh Schedule, distribution of powers
Parliament amends the Seventh Schedule's distribution of subjects. Beyond the special majority in each House, what else is required?
  1. Nothing further — Seventh Schedule changes need only a special majority
  2. Ratification by at least half the State legislatures
  3. A national referendum under Article 368

Changes to the distribution of powers and the Seventh Schedule are federal provisions: special majority plus ratification by half the States. There is no referendum route under Article 368 for this.

5Basic structure limit on Article 368

Kesavananda Bharati (1973) held that Article 368 does not empower Parliament to destroy the Constitution's basic structure. Later cases have treated federalism, secularism, judicial review, free and fair elections, and the rule of law as among the features that cannot be amended away.

The doctrine is the judicial answer to unlimited formal amendment power. When you meet a question about whether an amendment is valid, ask first whether it hollows out one of those unamendable pillars — not merely whether the special-majority numbers were met.

Figure. Kesavananda Bharati (1973): Article 368 amends but cannot destroy the Constitution's basic structure — a legal ceiling on amendment power.

Basic-structure pegs often tested
FeatureWhy it is load-bearing
FederalismUnion–State division cannot be emptied by amendment alone
SecularismReligious neutrality of the State is part of the identity of the Constitution
Judicial reviewCourts must remain able to test laws and amendments for constitutionality
Free and fair electionsDemocratic mandate cannot be amended into a formality
Rule of lawGovernment under law, not under unchecked discretion
An amendment passed with the Article 368 special majority abolishes judicial review of constitutional amendments. On the basic-structure doctrine, what is the decisive objection?
  1. Special majority was used, so the amendment is valid regardless of content
  2. Judicial review is treated as part of the basic structure and cannot be destroyed by Article 368
  3. Only the President can veto such an amendment; courts have no role

Numbers under Article 368 are necessary but not sufficient once a basic feature is targeted. Judicial review is repeatedly listed among those features; presidential assent does not cure a basic-structure violation.

6Emergency provisions

Part XVIII creates three emergencies. Article 352 covers war, external aggression or armed rebellion (national emergency). Article 356 covers failure of constitutional machinery in a State (President's Rule). Article 360 covers financial emergency and has never been invoked.

The 44th Amendment (1978) tightened safeguards after the 1975 Emergency — including harder grounds and parliamentary controls — precisely because emergency power had been shown to hollow out ordinary constitutional government.

Figure. Part XVIII creates three emergencies: national (352), state/President's rule (356) and financial (360) — distinguished by ground and effect.

Three emergencies
ArticleGroundCore effect / peg
352War, external aggression, armed rebellionNational Emergency; Fundamental Rights and Centre–State balance shift
356Failure of constitutional machinery in a StatePresident's Rule; State executive assumed by the Union
360Financial emergencyNever invoked to date
The Union claims a State government has lost the confidence of the Assembly and recommends President's Rule. Which judicial check from S.R. Bommai (1994) is most on point?
  1. President's Rule under Article 356 is purely political and never justiciable
  2. Floor of the House is the test of majority, and the proclamation is open to judicial review
  3. Only the Election Commission may decide majority before Article 356 is used

Bommai made Article 356 proclamations reviewable and treated the floor test as the majority test. The first option is the pre-Bommai myth; the third invents an Election Commission gate that the case does not impose.

7Anti-defection and key bodies

The Tenth Schedule, added by the 52nd Amendment (1985), disqualifies legislators who defect from the party on whose ticket they were elected, subject to the Schedule's own exceptions and the Speaker's/Chairman's adjudicatory role.

Alongside party discipline sit independent constitutional bodies that are meant to check the political executive: the Election Commission (Article 324), the Comptroller and Auditor-General (Article 148), the Union Public Service Commission (Article 315), and the Finance Commission (Article 280).

Figure. Anti-defection (Tenth Schedule) sits beside independent constitutional bodies — Election Commission, CAG, UPSC — that Prelims pairs with article and function.

Independent bodies — article pegs
BodyArticleCore job
Election Commission324Superintendence of elections to Parliament, State legislatures, President and Vice-President
CAG148Audit of Union and State accounts; reports to the legislatures
UPSC315Recruitment to All-India and Central Services (as provided)
Finance Commission280Recommend Centre–State financial distribution
A newly elected Lok Sabha member publicly resigns from the party on whose ticket she won and joins another party without a qualifying merger. Which instrument is designed to trigger disqualification?
  1. Article 356 President's Rule in her State
  2. The Tenth Schedule anti-defection rules
  3. Article 280 Finance Commission recommendations

Defection is the Tenth Schedule's subject. President's Rule and the Finance Commission address different constitutional problems and do not decide party-switch disqualification.

8Judiciary, Governor, and federal friction

Judicial appointments remain with the collegium. The 99th Amendment's National Judicial Appointments Commission was struck down in the Fourth Judges Case (2015) as violating judicial independence — a basic-structure adjacent holding with direct Prelims bite.

At the State end, the Governor acts with the aid and advice of the Council of Ministers (Article 163) but retains pockets of discretion, including assent to and reservation of Bills (Article 200). Nabam Rebia (2016) curtailed arbitrary use of that discretion. Together with Bommai on Article 356, these cases are the standard answers when a question asks how courts police Centre–State and Governor power.

Figure. Federal friction nodes: collegium appointments (NJAC struck in the Fourth Judges case) and Governor–State tussles that reach the Supreme Court.

Case pegs for governance questions
CaseYearHolding (exam gist)
S.R. Bommai1994Art. 356 reviewable; floor test for majority
Fourth Judges Case (NJAC)201599th Amendment / NJAC struck down
Nabam Rebia2016Governor's discretionary powers curtailed when used arbitrarily
Parliament recreates a commission of executive and judicial members to appoint Supreme Court judges, replacing the collegium by constitutional amendment. Which precedent is the closest obstacle?
  1. S.R. Bommai (1994), because judicial appointments are a State subject
  2. The Fourth Judges Case (2015), which struck down the NJAC as violating judicial independence
  3. Nabam Rebia (2016), which requires the Governor to chair all appointment panels

The 2015 NJAC judgment is the direct precedent against replacing the collegium with an executive-heavy commission. Bommai is about Article 356; Nabam Rebia is about the Governor's discretion, not Supreme Court appointments.

Notes

  • Separation and distribution of powers: The Constitution establishes a parliamentary system with the Union executive (President, Arts 52-78), legislature (Parliament, Arts 79-122) and judiciary. The Seventh Schedule divides subjects into Union, State and Concurrent Lists; residuary powers rest with the Union (Article 248).
  • President and legislative process: The President (Article 74) acts on the aid and advice of the Council of Ministers, made binding by the 42nd Amendment and subject to one reconsideration by the 44th Amendment. A Money Bill (Article 110) is certified by the Speaker and the Rajya Sabha can only recommend changes within 14 days.
  • Amendment procedure (Article 368): amendments may need a simple majority, a special majority, or a special majority plus ratification by half the states (for federal provisions like election of the President, distribution of powers, or the Seventh Schedule).
  • Emergency provisions: National Emergency (Article 352) on grounds of war, external aggression or armed rebellion; President's Rule (Article 356) for failure of constitutional machinery in states; Financial Emergency (Article 360) never invoked. The 44th Amendment (1978) added safeguards after the 1975 Emergency.
  • Anti-defection and key bodies: The Tenth Schedule (52nd Amendment, 1985) disqualifies defecting legislators; independent bodies include the Election Commission (Article 324), CAG (148), UPSC (315) and the Finance Commission (280).

Formulas

  • Article 356 misuse check: S.R. Bommai v. Union of India (1994) made President's Rule subject to judicial review and held the floor of the House as the test of majority.
  • Doctrine of Basic Structure limits Article 368 - federalism, secularism, judicial review, free elections and rule of law are unamendable features.
  • Money Bill vs Financial Bill: Article 110 defines Money Bills; Speaker's certification is decisive; Rajya Sabha's role is only recommendatory.
  • Collegium vs NJAC: the 99th Amendment creating the NJAC was struck down in the Fourth Judges Case (2015) as violating judicial independence.
  • Governor's discretion: Articles 163 and 200 (assent, reservation of Bills); Nabam Rebia (2016) curtailed arbitrary use of discretionary powers.
  • Article 368 special majority = majority of total membership of each House AND two-thirds of members present and voting.

Exam traps & shortcuts

  • Remember the three lists' relative size (7th Schedule): Union (~100 subjects) > State (~61) > Concurrent (~52); on conflict in Concurrent List, Union law prevails (Article 254).
  • 'Vacancy' trick: President's term is 5 years but he holds office until successor takes over (Article 56); no such continuation for many other posts.
  • For governance questions, link a scheme/body to its constitutional/statutory basis (e.g., CAG - Article 148, Lokpal - 2013 Act) to eliminate wrong pairings.
  • In mains, use the 'Executive-Legislature-Judiciary balance' framework and cite Bommai, Kesavananda and NJAC to demonstrate checks and balances.

Reference tables

Night-before article pegs drawn from the concepts above. Reconstruct the rule from the concept, then use this sheet only to check the number.

Article quick list — polity & governance
Article / SchedulePeg
Seventh ScheduleUnion / State / Concurrent Lists
248Residuary powers with the Union
74Council of Ministers to aid and advise the President
110Money Bill; Speaker's certificate final; RS 14 days
368Amendment; special majority ± State ratification
352 / 356 / 360National / President's Rule / Financial Emergency
Tenth ScheduleAnti-defection (52nd Amendment, 1985)
324 / 148 / 315 / 280EC / CAG / UPSC / Finance Commission

Recap

Read only this the night before.

Residuary
Article 248 — what the three lists omit goes to the Union.
Advice
Article 74: advice binds (42nd); one reconsideration (44th).
Money Bill
Lok Sabha only + Speaker certifies + Rajya Sabha 14 days recommendatory.
Special majority
Majority of total membership AND two-thirds of those present and voting, each House.
Basic structure
Federalism, secularism, judicial review, free elections, rule of law — beyond Article 368.
Emergencies
352 national, 356 President's Rule (Bommai: floor test), 360 financial never used.
Anti-defection
Tenth Schedule, 52nd Amendment (1985).
NJAC
99th Amendment struck down, Fourth Judges Case (2015).

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